COMPLIANCE:

I am well-versed in the regulatory obligations of Ontario-regulated Insurers and small- to medium-sized businesses.  All Ontario-regulated businesses face increasing regulatory costs and the compliance landscape continues to evolve in complexity.  I can assist Management with these Compliance services:

• Insurance Act compliance
• Financial Services Regulatory Authority:
• Compliance with the new UDAP Rule and other Rules as enacted
• Understanding the various FSRA Guidelines and designing programs to ensure compliance
• Preparing for FSRA Compliance Reviews and facilitating collaboration with FSRA during the Review process
• Corporations Act
• Personal Information Protection and Electronic Documents Act (PIPEDA)
• Accessibility for Ontarioans With Disabilities Act (AODA)
• Other statues applicable to Insurers and other business clients
• External (non-financial) Audit and Investigations services